Online Advanced Certificate Course on Capital Markets Law (Pre-Recorded)
by TheLegalVoice

About TheLegalVoice
TheLegalVoice (TLV) is a premier legal ed-tech organisation, incorporated as an LLP and duly registered as a Micro, Small and Medium Enterprise (MSME) under the Government of India. It is recognised as a Startup by the Department for Promotion of Industry and Internal Trade (DPIIT) and holds the ISO 9001:2015 certification, reflecting its commitment to quality and excellence.
TLV offers expert-led courses, workshops, and webinars designed to bridge the gap between academic learning and real-world legal practice. We also facilitate internships to provide learners with practical exposure, helping them gain the skills and confidence to advance their careers.
Why Join This Course?
Capital Markets Law is booming. With more IPOs, tighter regulations, and growing investor activity, there’s a sharp rise in demand for legal professionals who understand financial markets. It’s a field full of opportunity in terms of learning and career growth. Entry-level roles in this space often start at ₹12–18 LPA, while senior lawyers in capital markets and compliance can earn ₹35–60 LPA or more. Law firms, regulatory bodies, and financial institutions are actively hiring.
This course brings you pre-recorded sessions by top experts and practical insights through real case studies. Each module comes with expert-curated reading material.
Eligibility
The course is open to aspirants preparing for competitive examinations, law students at any level, professionals working in the corporate or financial sector, advocates and legal practitioners interested in capital markets regulation, compliance, and capital markets, as well as anyone keen to gain a structured understanding of capital markets and its practical applications.
Course Structure
- Overview of Capital Markets
- Key Concepts: Securities, Public Offerings, and Private Placements
- Role of SEBI and the Regulatory Framework
- Process of Initial Public Offerings (IPOs)
- Disclosure Requirements under SEBI Regulations
- Legal Framework for Rights and Bonus Issues
- Provisions under the SEBI (Prohibition of Insider Trading) Regulations
- Preventive Mechanisms and Penalties for Market Manipulation
- Recent Developments and High-Profile Cases
- Regulatory Framework for Investor Protection
- Role of SEBI’s SCORES Platform and Complaint Redressal Process
- Mechanisms for Resolution: Mediation, Adjudication, and Appellate Procedures
- Key Case Studies and Recent Reforms in Investor Grievance Redressal
- Mutual Fund Structure and Types: Legal and Regulatory Overview
- Registration and Compliance Requirements under SEBI (Mutual Funds) Regulations
- Disclosure and Reporting Norms for Mutual Funds
- Career Pathways in Capital Markets Law: Litigation, Compliance, and Advisory Roles
- Essential Skills and Certifications for Capital Markets Law Professionals
- Opportunities in Law Firms, Regulatory Bodies, and Financial Institutions
- Framework and Applicability of SEBI LODR Regulations, 2015
- Key Disclosure Requirements: Periodic Results, Shareholding Patterns, and Material Events
- Recent Amendments and Regulatory Updates
Key Definitions: Acquirer, PAC, Control, Target Company
Trigger Points for Open Offer
Creeping Acquisition & Indirect Acquisition
Procedural Framework of Open Offer
Exemptions from Open Offer
Key Benefits of the Course
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Curated Reading Material
Comprehensive resources for easy understanding and future research
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Internship and Job Support Booklet
Free access to exclusive booklets with direct contacts and easy-apply links to top law firms and litigation chambers
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Editable Legal Drafts Booklet
Full-time access to TLV’s legal drafts booklet for practical reference and use
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Lifetime Access to All Course Materials
Full access to resources for ongoing learning and long-term reference
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Pre-Recorded & Self-Paced Format
Learn anytime with a flexible structure designed to match your pace and schedule
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E-Certificate
Receive a Certificate of Completion
Course Details
Duration
12 Hrs
Mode
Online (Pre-Recorded Lectures)
Access to Lectures and Other Materials
Shall be provided by 9th October, 11:59 PM
Course Fee
Students
₹ 1,299
Professionals
₹ 1,999
In Case of any Queries or Difficulties, Please Contact
Email: contact@legalvoice.in
Student Helpline: +91 62641 34049, +91 79052 52781